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Online Compliance Training

Access effective, practical and interactive online compliance training

The value of compliance is too important to subject learners to ineffective training. Our compliance training is designed to be engaging and effective for the learner whilst also representing excellent value for money for the client.

Each course is driven by practical examples alongside interactive scenarios and can be completed by the learner remotely, online or in the office. The compliance training is able to be completed at the learner’s convenience and can be returned to again and again so the learner can revise and review their learning.

Browse the Course Catalog

Online Compliance Courses

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Introduction to the FCA

This course is designed for all staff working in FCA regulated firms covering the main rules and the FCA's Approach to regulation.

£20 per learner

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Credit Lending

This course is designed for all staff who need an understanding of the importance of responsible lending.

£20 per learner

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Treating Customers Fairly

This course is designed for all staff who need an understanding of the importance of treating customers fairly.

£20 per learner

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Annual Compliance Test

This course is designed to test the level of FCA Compliance knowledge your team members have.

£20 per learner

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AML and Financial Crime

This course is designed for those who work in financial services firms and need an understanding of financial crime.

£20 per learner

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Fair Treatment of Vulnerable Customers

This course is designed for all staff who may come into contact with vulnerable customers, and those who design FS products and services.

£20 per learner

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Debt Collection

This course is designed for staff who work in the debt collection industry or in a firm whose activities include collection.

£20 per learner

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CONC 8 Debt Advice

This course covers the rules that the FCA have put in place for firms that provide debt advice, debt counselling and debt management plans.

£20 per learner

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Financial Difficulties

This course is designed for staff who come into contact with customers who may be at risk of experiencing financial difficulties.

£20 per learner

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Complaints Handling

This course is designed for staff who deal with complaints from customers of FCA regulated products in the course of their work.

£20 per learner

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Understanding Data Protection Regulation (Senior)

This course is designed for senior staff who handle personal information in the course of their work.

£20 per learner

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Understanding Data Protection Regulation (All Staff)

This course is designed for all staff who handle personal information in the course of their work.

£20 per learner

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Information Security & Data Protection

This course delivers the background to the legislation and explores the steps you can take to avoid security breaches.

£20 per learner

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Conduct Rules Training for Senior Managers

This course is designed for Senior Managers under the Certification Regime.

£30 per learner

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Conduct Rules Training - Certification & All Other Staff

This course is designed for team members under the Certification Regime as well as all other team members who need to abide by the conduct rules.

£20 per learner

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The Consumer Duty

This course is designed for staff subject to the FCA's Consumer Duty.

£20 per learner

Whistleblowing

Help staff identify when whistleblowing may be appropriate & guide the disclosure process.

£20 per learner

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