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Consultancy and Ready to Go E-Learning
"Making Compliance Simple"
Victoria Bell
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Join date: Feb 19, 2020
Posts (42)
Dec 11, 2019 ∙ 3 min
FCA's Priority of Operational Resilience - What Does That Mean For Your Firm?
High on the FCA’s cross-sector priorities for 2019/20 is ‘operational resilience’. The Regulator has recently turned its attention to...
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Oct 9, 2019 ∙ 4 min
How can firms fill the gap between the FCA’s expectations on vulnerable customers and reality?
How difficult is it to spot vulnerability in a customer? Very, if we look to a recent poll conducted by More2Life, which suggested that...
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Sep 25, 2019 ∙ 3 min
What are the FCA Conduct Rules?
The FCA's Conduct Rules form a fundamental part of the Senior Managers and Certification Regime, which will apply to almost all FCA...
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