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FCA Application Resources
FCA Application
Resources
Our FCA application resources are specifically designed to support your firm on the journey to compliance with regulatory expectation and legislation as well as providing templates to assist with your application. We offer:
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Senior Manager Function Application Pack £150
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NEW: Updated for 4th Nov 2024 changes Consumer Credit Sourcebook (CONC) - A Guide £99
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CONC Chapter 8 Guide: Debt Advice £49
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Consumer Credit Sourcebook Training Materials £99
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Dispute Resolution: Complaints (DISP) - A Guide £99
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Senior Management, Arrangements, Systems and Controls (SYSC) - A Guide £75
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The FCA's Expectations on Vulnerable Customers - A Guide £75
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The FCA's Expectations on Vulnerable Customers Training Materials £99​
Senior Manager Function Application Pack
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This pack provides you with all you need to get a senior manager authorised by the FCA, it includes a step-by-step guide, fit and proper process template, statement of responsibilities template, skills gap-analysis and training plan.
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£150.00
Consumer Credit Sourcebook - A Guide
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This 108-page guide sets out the key provisions of CONC in plain, easy to understand English, taking the complexity and confusion out of understanding the sourcebook, and potentially saving countless hours of work.
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Now updated to explain the 4th November 2024 CONC changes in plain English.
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£99.00
CONC Chapter 8 Guide: Debt Advice
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This guide is intended as a summary guide for firms that need to abide by the obligations in CONC 8. It explains, in plain English, the main conduct standards for debt advice that firms need to abide by to ensure compliance.
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£49.00
Consumer Credit Sourcebook Training Materials
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CONC is complex & lengthy, but firms must ensure that their customer-facing staff & management are fully trained on its provisions to ensure compliance with regulatory expectation. This comprehensive training package can be amended to suit the needs of the firm, and of the learners.
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£99.00
Dispute Resolution: Complaints (DISP) - A Guide
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This 47-page guide is intended as a summary guide for firms that need to abide by the obligations in DISP. It explains, in plain English, the main rules that firms need to abide by to ensure compliance.
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£99.00
Senior Management, Arrangements, Systems and Controls (SYSC) - A Guide
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This 34-page guide is intended as a high-level summary guide for firms that need to abide by the obligations in SYSC. It explains, in plain English, the main rules that firms need to abide by to ensure compliance.
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£75.00
The FCA's Expectations on Vulnerable Customers -
A Guide
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This 30-page guide is a summary for all firms in their treatment of vulnerable & potentially vulnerable consumers. It explains, in plain English, the FCA's main rules & guidance that need to be abided by to ensure compliance.
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£75.00
The FCA's Expectations on Vulnerable Customers Training Materials
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This pack of slides & training materials forms a comprehensive basis for a robust training session aimed at ensuring customer-facing staff understand what vulnerability is, how it can be identified & how to deal fairly with vulnerable customers.
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£99.00