Compliance Insights Articles

Jul 4, 2017

Why is Risk Management so important?

Risk management is a concept that is on everyone's radar to some extent. We've all heard of risk management, and it plays a very...

Robert Bell

Jun 28, 2017

GDPR - What you need to do

Is GDPR slowly creeping up on you and you don’t know where to start? Read on. The Information Commissioner, Elizabeth Denham, has told...

Victoria Bell

Jun 22, 2017

Example Fair Processing Notice - GDPR

Under the General Data Protection Regulation (GDPR), we now have to supply data subjects with Fair Processing Notices (FPNs) that contain...

Guidance on the Treatment of Politically Exposed Persons (PEPs)

Victoria Bell

Jun 13, 2017

Guidance on the Treatment of Politically Exposed Persons (PEPs)

Our Compliance Briefing this month covers, among other things, the Financial Conduct Authority's (FCA) guidance consultation on how...

Compliance Briefing Updates: April - June 2017

Matthew Mason

Jun 7, 2017

Compliance Briefing Updates: April - June 2017

Every quarter we issue a Compliance Briefing Update to ensure you stay informed of the industry's news and updates. This quarter we...

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