Compliance Insights Articles

Sep 21, 2017

FCA Authorisation for Consumer Credit Firms - A Guide

Authorisation is the cornerstone of the Financial Conduct Authority’s (FCA) regulatory regime. When you apply for authorisation you will...

Why Is the Third Line Quality Assurance Function so Critical?

Robert Bell

Sep 13, 2017

Why Is the Third Line Quality Assurance Function so Critical?

It has now been three and a half years since we moved from the clutches of the Office of Fair Trading to those of the Financial Conduct...

The ICO's Myth Busting Article on GDPR Explained

Victoria Bell

Sep 7, 2017

The ICO's Myth Busting Article on GDPR Explained

Of all the information available on the subject of the new General Data Protection Regulation, one thing is certain; there is a lot of...

FCA's Proposed New Remuneration Code Rules

Victoria Bell

Aug 23, 2017

FCA's Proposed New Remuneration Code Rules

The Financial Conduct Authority has opened a consultation on how consumer credit firms should manage risks related to how they pay or...

Victoria Bell

Aug 8, 2017

Benefits (and Responsibilities) of GDPR

With just over nine months until the GDPR comes into effect, it is time for firms to start thinking about embarking on the next steps to...

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