Compliance Insights Articles

Jan 8, 2020

What does the FCA's Systems and Controls Sourcebook (SYSC) mean for firms and Senior Managers?

The past two years have brought a whirlwind of new regulatory requirements, guidance and legislation that financial services firms have...

FCA's Priority of Operational Resilience - What Does That Mean For Your Firm?

Victoria Bell

Dec 11, 2019

FCA's Priority of Operational Resilience - What Does That Mean For Your Firm?

High on the FCA’s cross-sector priorities for 2019/20 is ‘operational resilience’. The Regulator has recently turned its attention to...

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