Compliance Insights Articles

Jul 27, 2017

5 Steps to Risk Management in Debt Collection

The Financial Conduct Authority's (FCA) consultation on the extension of the Senior Management and Certification Regime (SM&CR) to all...

Robert Bell

Jul 18, 2017

What’s on your training agenda?

The days when refresher training involved sitting an unenthusiastic team member in front of e-learning for a few hours are fading. I’ve...

Senior Managers and Certification Regime – What’s Next?

Robert Bell

Jul 12, 2017

Senior Managers and Certification Regime – What’s Next?

With a significant change on the horizon - the Senior Managers and Certification Regime (SMCR) - it is critically important to keep up to...

Increase Staff Retention and Lower Recruitment Costs with SM&CR

Robert Bell

May 15, 2017

Increase Staff Retention and Lower Recruitment Costs with SM&CR

As of 2018, the relevant section of The Bank of England and Financial Services Act 2016 will be fully implemented by the FCA. This...

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