Compliance Insights Articles

Feb 27, 2019

FCA Authorisation Application in 5 Steps

Most financial service providers and consumer credit firms must be authorised by the Financial Conduct Authority in order to operate and...

How Non-Executive Directors Will Be Affected By The SM&CR

Victoria Bell

Feb 19, 2019

How Non-Executive Directors Will Be Affected By The SM&CR

This week we’re going to take a look at how Non-Executive Directors will be affected by the implementation of the Senior Managers and...

Are you ready for the Senior Managers & Certification Regime?

Victoria Bell

Mar 28, 2017

Are you ready for the Senior Managers & Certification Regime?

Earlier this month, the Financial Conduct Authority (FCA) published a short summary of the Senior Managers and Certification Regime,...

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