Compliance Insights Articles

Feb 14, 2019

SM&CR – What should you be doing now to ensure compliance?

As you will have seen from the previous articles in our series, the Senior Managers & Certification Regime (SM&CR) comes into force in...

Fit and Proper Requirement of SM&CR - What does this mean?

Victoria Bell

Jan 30, 2019

Fit and Proper Requirement of SM&CR - What does this mean?

Solo-regulated firms that will be within the scope of the Senior Managers and Certification Regime from the end of this year should...

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