Compliance Insights Articles

Mar 13, 2019

Dispute Resolution: Complaints in the FCA Handbook (DISP)

Following on from last week’s look at CONC, this week we’re going to examine DISP, the section of the FCA Handbook that sets out how...

FCA Authorisation Application in 5 Steps

Robert Bell

Feb 27, 2019

FCA Authorisation Application in 5 Steps

Most financial service providers and consumer credit firms must be authorised by the Financial Conduct Authority in order to operate and...

Victoria Bell

Dec 11, 2018

The CONC Sourcebook: An Overview

With the introduction of GDPR and next year’s roll-out of the Senior Managers and Certification Regime impacting upon the consumer credit...

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