Compliance Insights Articles

Oct 25, 2018

Insurance Firms and The Duty of Responsibility Under SM&CR

With the commencement date looming, insurance firms should be well within the final stretch of their preparation for the new Senior...

Robert Bell

Jan 18, 2018

Regulatory Horizon for 2018

2018 promises to be a bumper year for compliance. I can hear what you are thinking, you’ll be muttering, “Isn’t it always?” Seriously,...

Senior Managers and Certification Regime – What’s Next?

Robert Bell

Jul 12, 2017

Senior Managers and Certification Regime – What’s Next?

With a significant change on the horizon - the Senior Managers and Certification Regime (SMCR) - it is critically important to keep up to...

Robert Bell

Jul 4, 2017

Why is Risk Management so important?

Risk management is a concept that is on everyone's radar to some extent. We've all heard of risk management, and it plays a very...

Increase Staff Retention and Lower Recruitment Costs with SM&CR

Robert Bell

May 15, 2017

Increase Staff Retention and Lower Recruitment Costs with SM&CR

As of 2018, the relevant section of The Bank of England and Financial Services Act 2016 will be fully implemented by the FCA. This...

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