Compliance Insights Articles

May 15, 2017

Increase Staff Retention and Lower Recruitment Costs with SM&CR

As of 2018, the relevant section of The Bank of England and Financial Services Act 2016 will be fully implemented by the FCA. This...

Are you ready for the Senior Managers & Certification Regime?

Victoria Bell

Mar 28, 2017

Are you ready for the Senior Managers & Certification Regime?

Earlier this month, the Financial Conduct Authority (FCA) published a short summary of the Senior Managers and Certification Regime,...

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