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AR Framework Templates

Firms operating a framework of Appointed Representatives (AR) must comply with the FCA’s AR Framework requirements. The framework ensures principals have oversight of their ARs through ensuring their fitness and continually monitoring their compliance. Principals also have a detailed set of reporting to complete.

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AR Framework Template Documents

APPOINTED REPRESENTATIVES (AR) FRAMEWORK PACK
£299+VAT

Our AR Framework pack gives you everything you need to be compliant, it includes:

  • Over-arching policy

  • Due diligence document

  • Financial analysis template

  • Fit and proper assessment

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