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AR Framework Templates

Firm’s operating a framework of Appointed Representatives (AR) must comply with the FCA’s AR Framework requirements. The framework ensures principles have oversight of their AR’s through ensuring their fitness and continually monitoring their compliance. Principles also have a detailed set of reporting to complete.

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AR Framework Template Documents

APPOINTED REPRESENTATIVES (AR) FRAMEWORK PACK
£299+VAT

Our AR Framework pack gives you everything you need to be compliant, it includes:

  • Over-arching policy

  • Due diligence document

  • Financial analysis template

  • Fit and proper assessment

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