What We Do

FCA Compliance Resources & Training

Compliance

E-Learning

Our ready to go online training platform is for firms looking to book multiple learners on compliance courses or for individuals.

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Compliance
Templates

Our online resources provide everything you need to know in relation to compliance hot topics.

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On-Going
Consultancy Services

Ongoing support with your consumer duty / vulnerable customer compliance as well as applications to the FCA.

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Our Expertise

RB Compliance Consultancy is owned by Robert Bell, a recognised financial services compliance expert and author of

"A Practical Guide to the Financial Conduct Authority (FCA) Consumer Duty".

Robert is a law graduate who has worked in compliance roles throughout his career, setting up RB Compliance Consultancy in 2012. We support our clients with applications to the FCA, both firm and SMF, policy creation, auditing, training and UK GDPR, SM&CR and Consumer Duty compliance.

Consultancy Services
We have developed consultancy services around the needs of our clients, these services include:

Consumer Duty Continued Support

Feel confident you’re complying with the duty with our quarterly touch-point reviews, solution support and staff training. We also offer to fill the consumer duty champion role in your company.

Vulnerable Customer Compliance Support

Initial review of compliance bolstered with support in completing improvements, staff training and ongoing compliance checks.